Advisory Practice

Your startup,
risk-ready
from day one.

We help fintech, AI, and data-driven founders build the compliance foundations, risk frameworks, and governance structures that investors and partners expect — before it becomes a blocker.

Risk Readiness Assessment
  • 🏛️
    Regulatory Compliance Licensing · BSA/AML · FinCEN · State regs
  • 🔐
    Cyber & Data Security SOC 2 · Privacy · Breach readiness
  • 🤝
    Vendor & Third-Party Risk Due diligence · Contract review
  • 📊
    Investor Readiness Risk memos · Board governance · DD prep
  • ⚖️
    AI Governance Model risk · Explainability · EU AI Act

Built for founders who move fast

Risk & Compliance Advisory
Fintech & Payments Specialist
AI & Data Governance
Investor Due Diligence Prep

Founders building in fintech, AI, and data-intensive products are creating genuinely transformative businesses — but risk and compliance can sneak up fast. A missed control, an unclear data policy, or an unvetted vendor can stall fundraising, kill a partnership, or invite regulatory scrutiny.

First Line Advisory exists to help founders get ahead of these challenges. We provide practical, founder-friendly risk advisory — not bureaucratic compliance theater. Our work translates directly into better board conversations, smoother investor diligence, and stronger partnerships.

We work alongside your team, not above it — embedding into your planning, your fundraise, or your product launch to surface the risks that matter and build the frameworks that scale.

Where we focus our work

Every engagement is tailored. We don't do off-the-shelf compliance packages — we dig into your specific product, business model, and growth stage to build exactly what you need.

01 · Start Here
Fintech Compliance Launch Assessment

For founders preparing to launch a fintech, savings app, payment product, lending product, money movement feature, AI finance tool, or financial wellness platform. We review your business model risk, product feature exposure, regulatory landscape, payment and money movement flags, consumer protection, privacy and data governance, vendor risk, and cybersecurity baseline — and deliver a compliance roadmap with an executive summary of priorities.

02 · Flagship
Risk-Ready Startup Roadmap

For startups preparing to raise capital, launch a product, partner with a bank, or scale operations. Includes a full risk inventory, compliance obligation map, governance structure, policies needed, control recommendations, vendor risk checklist, data and cyber review, AI governance considerations, and a board and investor-ready risk summary with a 90-day action plan.

03
Fractional Compliance & Risk Advisor

For startups that need ongoing support but cannot afford a full-time compliance officer. Monthly advisory calls, product and vendor review, compliance office hours, risk roadmap tracking, founder and leadership guidance, light document review, and investor or partner readiness support — available at Starter, Growth, and Strategic tiers.

04
AI, Cyber & Data Governance Readiness Review

For startups using AI, collecting sensitive data, using third-party models, or serving financial services clients. Covers AI use-case inventory, data collection and privacy risk, cybersecurity baseline, vendor and model risk, governance gaps, policy recommendations, risk acceptance considerations, and an executive-ready summary.

05
Corporate Training & Workshops

For companies, founder communities, accelerators, ERGs, and corporate teams. Topics include Cyber Risk for Non-Technical Leaders, AI Governance for Financial Services Teams, Fintech Compliance for Founders, Building a Risk-Ready Startup, Vendor and Third-Party AI Risk, and Privacy, Data, and Consumer Trust. Available as virtual sessions, half-day, or full-day workshops.

Built for builders

If you're building in any of these spaces, we speak your language.

💳
Fintech & Payments
Neobanks · Payment processors · Embedded finance · BaaS
🤖
AI-Powered Products
LLM applications · Decisioning models · AI-native startups
🏦
Lending & Credit
Alt-lending · BNPL · Credit infrastructure · Underwriting
📈
Financial Wellness
Savings · Insurance · Retirement · Benefits tech

Clear engagement, no surprises

Every engagement starts with listening. We build a shared understanding of your business before recommending anything.

01
Discovery Call

30–45 minutes to understand your product, model, growth stage, and where you feel exposed.

02
Risk Scoping

We map your specific risk landscape and define a focused scope of work — no boilerplate.

03
Deep Review

Hands-on assessment: documentation review, stakeholder interviews, product analysis.

04
Deliverables & Support

Practical findings, prioritized action plans, and ongoing support to implement what matters.

Let's start a conversation

Whether you're pre-launch, preparing for a raise, or just wondering what risks you might be missing — reach out. The first conversation is always complimentary.

Based in New York, NY · Available Nationwide